endobj Questions to ask 556 556 556 556 556 556 556 556 Questions to ask 610 610 610 610 610 610 610 548 /Type /FontDescriptor 333 1000 500 333 943 0 500 666 /Type /FontDescriptor from 8 AM - 9 PM ET. /FontDescriptor 11 0 R << /Ascent 898 0 222 222 333 333 350 556 1000 /BaseFont /DDACTR+Wingdings 666 777 722 666 610 722 666 943 How many times did it occur? endobj 0 277 277 500 500 350 556 1000 >> 4 0 obj 333 333 365 556 833 833 833 610 That is the power of Park Avenue Securities Mobile. /ItalicAngle 0 /Subtype /TrueType Please contact your financial institution for details.IMPORTANT INFORMATION FOR USERS To use Park Avenue Securities Mobile, you must be a client with an account at Park Avenue Securities and have access to your account information via the Park Avenue Securities website. /DescendantFonts [12 0 R] /BaseFont /Arial What does this mean? Lackluster Action in Front of Big Week of Earnings. The headquarters of Park Avenue Securities is 10 Hudson Yards New York, NY 10001. 1015 666 666 722 722 666 610 777 777 722 722 722 722 666 666 610 /Flags 32 /Count 14 2 0 obj /Ascent 905 556 556 333 500 277 556 500 722 The S&P 500 closed at 4,137 last Friday, then closed at 4,133 this Friday. 500 500 500 333 259 333 583 0 Contact the U.S. News Advisor Finder. 777 722 722 722 722 666 666 610 777 722 722 722 722 666 666 610 15 0 obj Park Avenue Securities LLC (PAS) is a wholly-owned subsidiary of The Guardian Life Insurance Company of America, which has a rich heritage . Questions to ask For more information, please visitguardianlife.comorfollow Guardian onFacebook,LinkedIn,TwitterandYouTube. /Name /F4 execution and delivery by Mexico of the Authorization setting forth the specific terms of the . >> /FontName /Arial << 556 0 222 556 333 1000 556 556 /FirstChar 32 When financial advisors have events 333 1000 666 333 1000 0 610 0 666 666 610 333 277 333 583 556 What does this mean and why is this important? endobj 556 556 556 556 277 277 277 277 9 0 obj /LastChar 255 Does your firm perform side-by-side management? /LastChar 255 556 556 556 556 277 277 277 277 We are thrilled to complete this land sale to Swervo and excited to work with them as they begin to transform the northeast corner of our campus into a premier destination for live music and entertainment, said Randy Sampson, President and Chief Executive Officer of Canterbury. >> 600 600 600 600 600 600 600 600 <> Available client info by % of assets under management are as follows:Client types are by firm and represent a percentage of assets under management. Our system has identified the following disciplinary alerts. 333 556 610 556 610 556 333 610 333 333 389 583 277 333 277 277 The prospectus contains important information, including risks, fees and expenses. 333 736 370 556 583 0 736 552 333 1000 556 333 943 0 500 666 Depending on the IAR you work with, you may also have access to financial planning and consulting services. /Widths [ /FontDescriptor 15 0 R How does your firm approach insurance sales? 333 1000 666 333 1000 0 610 0 399 548 333 333 333 576 556 333 We look forward to sharing more about our plans in the coming months and believe this project will be a source of pride for our community.. /BaseFont /DDACTR+Symbol For these forward-looking statements, the Company claims the protection of the safe harbor for forward-looking statements contained in federal securities laws. sell or hold securities and may be subject to revision or withdrawal at any time. /StemV 0 Park Avenue Securities, registered in 2000, serves 53 state (s) with a licensed staff of 1,696 advisors. 8425 Pulsar Place Suite 450, Columbus, Ohio 43240, 52 Forest Avenue, Paramus, New Jersey 07652, 1040 Broad Street 2nd Floor, Suite 202, Shrewsbury, New Jersey 07702, 160 Gould Street Suite 310, Needham, Massachusetts 02494, 29800 Telegraph Road, Southfield, Michigan 48034, 24500 Chagrin Blvd. 666 666 610 277 277 277 469 556 {5,67df~pO-SLV=.X][z,%O2LP* 8qD*N>QVA4xezD?QgP! (~Xa}R0_dZLJO qj_8M=yL~G#Vg|B`^:#d}nc2rg3BGK 333 333 389 583 277 333 277 277 277 333 556 556 556 556 259 556 666 666 610 277 277 277 469 556 666 666 610 277 277 277 469 556 "She recognizes the need to provide our clients with robust financial guidance and deliver differentiated services and digital capabilities. << The firm has nearly 1,800affiliatedfinancial advisorsthat utilize its services. /StemV 0 610 610 610 610 610 556 610 556 600 600 600 600 600 600 600 600 /ItalicAngle 0 23 0 obj When performance-based fees are charged, the financial advisor is paid for outperforming a benchmark, typically an index. What does this mean and why is it important? 5 0 obj /FontDescriptor 20 0 R 0 [500 ] ] /Descent 211 277 277 354 556 556 889 666 190 % These statements are typically preceded by the words believes, expects, anticipates, intends or similar expressions. /FontDescriptor 7 0 R 1 0 obj Average Retirement Savings: How Do You Compare? InJuly 2019, FINRA alleged that the firm "disadvantaged certain retirement plan and charitable organization customers who were eligible to purchase Class A shares in certain mutual funds without a front-end sales charge." 399 548 333 333 333 576 537 333 All Rights Reserved. These forward-looking statements are subject to risks and uncertainties which could affect the Companys actual results and cause actual results to differ materially from those indicated in the forward-looking statements. 556 556 333 333 583 583 583 610 View Filing. 333 333 389 583 277 333 277 277 >L(id;UScgj8p'e*PCZ|,09 SIU(3$h/DB7;{]`i^[T*SB-KkFCF55VD`p*A_qNOr C^o-x} 3zh$x#U2$w^JX0`osoI _G}OY7Xj!kZtz21XXK*}UNzQDqH ,?HwcG6 'S7,X*1L-s@UM What percentage of income does your firm receive from fees versus commissions? Unlike HTTPS connections, HTTP connections are not encrypted. ] /Kids [28 0 R 34 0 R 39 0 R 44 0 R 47 0 R 50 0 R 53 0 R 56 0 R 59 0 R 62 0 R 65 0 R 68 0 R 71 0 R 74 0 R 77 0 R 80 0 R 83 0 R 86 0 R 89 0 R 92 0 R 95 0 R 98 0 R 101 0 R 104 0 R 107 0 R 110 0 R 113 0 R 116 0 R 119 0 R 122 0 R 125 0 R 128 0 R 131 0 R 134 0 R 137 0 R 140 0 R 143 0 R 146 0 R 149 0 R 152 0 R 155 0 R 158 0 R 161 0 R 164 0 R 167 0 R 170 0 R 173 0 R 176 0 R 179 0 R 182 0 R 185 0 R 188 0 R 191 0 R 194 0 R 197 0 R 200 0 R 203 0 R 206 0 R 209 0 R 212 0 R 215 0 R 218 0 R 221 0 R ] In this review, we explore the firm's fees, services, investment strategies and more. 600 600 600 600 600 600 600 600 What conflicts arise from this relationship? 556 556 333 500 277 556 500 722 /Type /Font /Name /F2 New York, NY 10020 . 556 556 556 556 556 556 889 500 556 556 556 556 277 277 277 277 556 0 277 556 500 1000 556 556 /Registry (|y) 399 548 333 333 333 576 537 333 Investments can be both long-term (held for a year or longer) or short-term (held for less than a year) in nature, depending on market conditions and your needs. What does this mean? C2V%9 hS:'Z&MRo#1cy$p,n'zEhvN3U^D)%[[e>8 Park Avenue Securities is a registered broker-dealer, investment adviser and a direct, wholly-owned subsidiary of Guardian Life. endobj Quick Links. 399 548 333 333 333 576 537 333 fAR[$IZtSO#hKx*b}ANCU'#N$;SCI\AKd({tI?BS6]"!.$z?fWz?LAq>>}GN+Rx0B|#A.UP2>Qcwm3/k [v3H>&'y/ ^Q,.v;6 cyY"CGq Ucml[};YCC.Cw6^kfG6y'B565[W\z&)x @%WHg?~h8N*"4!+q:(2v&*mrRNc,G[ d+R(ZAVw|"Sh18Eth :]?3[P" &it'V6Cn/(m6 UQ|kC+EZ,E}iUjt]?_*92ZP[WEAk,9gV*Fy\$=q:]if% 1,ZLhgH],;VWDUG3&7RyW.+Ad;={xo{E3*{5c0nf *SEC data last verified March 15, 2023. This website is intended for general public use. Regulatory disclosures state that firm sells proprietary investments and products. You can feel confident in the management of your assets with your trusted Park Avenue Securities financial professionaland with Pershing as the custodian. Please contact a financial representative for guidance and information specific to your individual situation. endobj How do these benefits affect the firms selection of a broker-dealer partner? While Park Avenue Securities advises clients across a variety of portfolio sizes, the average client balance is currently $172,819. 556 0 222 556 333 1000 556 556 /FontBBox [ -665 -325 2000 1040 ] 277 333 556 556 556 556 279 556 /FontBBox [ -665 -325 2000 1040 ] As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. By providing this content, Park Avenue Securities LLC is not undertaking to provide investment advice for any specific individual or situation, or to otherwise act in a fiduciary capacity. /BaseFont /DDACTR+Symbol 1015 666 666 722 722 666 610 777 The developer, Guardian Life Insurance Company of America, indicated that the apps privacy practices may include handling of data as described below. /Ascent 905 0 [600 ] 0 600 600 600 600 600 600 600 1 [0 ] When operating in this dual capacity, advisors may be incentivized to implement plans as an attorney that could drive higher revenue for themselves as investment advisors. /LastChar 255 666 777 722 666 610 722 666 943 endobj 666 666 666 666 277 277 277 277 333 333 365 556 833 833 833 610 << Firm offers products that have performance-based fees; the managers of those products may be incentivized to take inappropriate risks to beat their performance benchmark. << /Length 345 >> 600 600 600 600 600 600 600 600 >> compensation-related conflicts of interest, Types of Financial Advisors and How to Choose, What's a Fiduciary (and Why It Matters So Much). As your financial objectives change, though, your advisor will amend your portfolio to reflect them. . 8 0 obj 556 556 556 556 556 556 556 556 >> << /Length 345 >> /Type /FontDescriptor Data obtained from U.S. Securities and Exchange Commission. << /Filter /FlateDecode /Length 3547 /Length1 5648 >> Questions to ask /Ascent 905 Financial advisory firms charge fees in different ways, such as a percentage of your assets (aka AUM, or assets under management), an hourly fee, or a fee for a specific service. What does this mean and why is it important? 16 0 obj At Park Avenue Securities, our Financial Professionals can: Deliver an uncommon approach that considers your growth & protection goals Provide objective wealth management solutions that place your needs first Offer simplified technology solutions to make managing your money easier Ensure you move forward with someone you trust 600 600 600 600 600 0 600 600 If you are unable to download the application or have any questions, please contact your investment professional at Park Avenue Securities. 722 277 500 666 556 833 722 777 /FontDescriptor 11 0 R While the markets may change, Guardians timeless values of doing the right thing, holding itself to the highest standards, and focusing on people, do not. Today,the firm exists as a wholly owned subsidiary of The Guardian Life Insurance Company of America, a life insurance and annuity company. 120 [459 ] 277 333 556 556 556 556 259 556 610 277 277 556 277 889 610 610 endobj Does your firm, or anyone associated with the firm, practice as a law firm? 610 556 556 556 556 500 556 500 3 0 obj Park Avenue Securities provides financial advisors with the products and tools that help clients step forward to take charge of their financial future and achieve financial success At Park Avenue Securities, We Stand For: Entrepreneurialism: Supporting you as an entrepreneur to drive your business Holistic Planning: Offering an uncommon, /DescendantFonts [16 0 R] This message is for debugging purposes. investor.com is not endorsed by or affiliated with the SEC or FINRA. Today, we're a Fortune 250 mutual company and a leading provider of life, disability, dental, and other benefits for individuals, at the workplace and through government sponsored programs. /Name /F3 /Type /Font DALBAR Financial Intermediary Award winner for the 5th consecutive year. 556 556 556 556 556 556 556 556 /FirstChar 32 Securities products and advisory services offered through Park Avenue Securities LLC (PAS), member FINRA, SIPC. /StemV 0 The content of this summary, and the available detailed report, is governed by FINRA Rule 8312, and is primarily based on information filed on uniform registration forms.Rule 8312, amendments to the rule and notices related to U.S. Securities and Exchange Commission approval orders, can be viewed here.. State regulators are governed by their public records laws (not FINRA Rule 8312), and may . A regulatory agency has previously denied, suspended, or revoked the firms or an advisory affiliates registration or license or otherwise restricted their activities. 600 600 600 600 600 600 600 0 17 0 obj /Registry (O=q) /Type /FontDescriptor 333 1000 556 333 943 0 500 666 /Subtype /CIDFontType2 Ana Sandoval Guardian Life (212) 919-8551 [emailprotected]. /Ordering (vTWu) /FontBBox [ -122 -680 623 1021 ] 1015 666 666 722 722 666 610 777 Check the background of Park Avenue Securities and your financial professional on FINRAs BrokerCheck, 2017 Park Avenue Securities LLC. Investment advisory representatives (IARs)of the firm manage these programs on behalf of clients. 333 1000 500 333 943 0 500 666 /Flags 96 The major indices all registered gains compared to last week's closing levels, but concerns about inflation and Fed policy kept a limit on index performance. Live OAK Investment Partners, Marquette Associates, Uplifting Capital, Morrison Fiduciary Advisors, Curtis Financial Planning, Was this page helpful? Park Avenue Securities is a registered broker-dealer, investment adviser and a direct, wholly-owned subsidiary of Guardian Life. Our system has identified the following conflict alerts. 600 600 600 600 600 600 600 600 /Ordering (G7}/) /Encoding /WinAnsiEncoding /FontName /DDACTR+Wingdings . 666 777 722 666 610 722 666 943 556 556 333 500 277 556 500 722 /Type /Font endobj 10 Hudson Yards, New York, NY1-888-600-4667 Website. Park Avenue Securities currently serves clients in the following states: AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VI, VA, WA, WV, WI, WY. 722 277 556 722 610 833 722 777 722 722 722 722 722 722 1000 722 |zcJxVADNi,Ih2/cYErJ9}S>ZOp}9O\[eU =F=^zHY\!\MoB1yJMA<2+A ]c2V>Xz[[Lz67ZoM>|V9cY{^ePN/JsME.w ]rjU2l xZYU[P>RI[Jiu50=D*][s~_KS . What does this mean? >> 600 600 600 600 600 600 600 600 /Type /Pages Copyright 2023 Apple Inc. All rights reserved. Institutional clients of the firm include retirement plans, charitable organizations, insurance companies and businesses. 666 777 722 666 610 722 666 943 556 556 333 333 583 583 583 610 Questions to ask 600 600 600 600 600 600 600 600 What does this mean? % Inflation and Fed policy concerns offset bank stock strength. /CIDToGIDMap /Identity @^6""5Lw6]iJuVSgq:tC2]b}^%: Kwil7oH]*>]d5 c(R3^N1ZytpN^kts$;5 U*4`H2&u34 H1Cm"T That is the power of Park Avenue Securities Mobile. /Subtype /TrueType What does this mean? << Caswell joined Guardian Life and Park Avenue Securities in 2013 as Head of Strategic Initiatives in Individual Markets Administration & Wealth Management. 556 556 333 500 277 556 500 722 ] 500 500 500 333 259 333 583 0 /Flags 32 endobj 333 333 389 583 277 333 277 277 endobj >> 2022-135173 20240331. 333 333 365 556 833 833 833 610 600 600 600 600 600 600 600 600 /CapHeight 500 ] /Descent 211 In addition, more than 1,000 units of upscale residential apartments and for-sale townhomes are in various stages of completion or construction. Written by investor.com. Through its affiliated advisors, Park Avenue works with tens of thousands of individual clients. This is not an offer to buy or sell any security or interest. 333 736 370 556 583 0 736 552 The Most Important Ages for Retirement Planning: Age 50, The Most Important Ages for Retirement Planning: Age 59 , The Most Important Ages for Retirement Planning: Age 65, The Most Important Ages for Retirement Planning: Age 66, The Most Important Ages for Retirement Planning: Age 70 . /StemV 0 AtPark Avenue Securities LLC, we are a broker/dealer that is a whollyowned subsidiary of Guardian, which has a rich heritage of promises kept since 1860. GIAC is a wholly owned subsidiary of The Guardian Life Insurance Company of America (Guardian). Following the land sale, Canterbury will continue the redevelopment of the horse stabling area, which serves its racing business, with new barns and a new dormitory complex. 333 556 610 556 610 556 333 610 Park Avenue Securities consented toa censure for this, in addition to paying restitution in the amount of $640,552. SmartAssets services are limited to referring users to third party advisers registered or chartered as fiduciaries ("Adviser(s)") with a regulatory body in the United States that have elected to participate in our matching platform based on information gathered from users through our online questionnaire. /Descent 211 /FontBBox [ -665 -325 2000 1040 ] /Type /Font For more information visit http://www.canterburycommons.com. /Encoding /WinAnsiEncoding /Descent -219 37th Floor. /Type /FontDescriptor /FontDescriptor 9 0 R /BaseFont /DDACTR+Symbol 10 0 obj 333 556 556 500 556 556 277 556 1 [0 ] When? endobj What does this mean and why is it important? 600 600 600 600 600 600 600 600 >> /FontName /Arial NEW YORK, Feb. 16, 2021 /PRNewswire/ -- The Guardian Life Insurance Company of America (Guardian Life) today announced that Marianne Caswell has been named President of Park Avenue Securities, LLC. /Type /FontDescriptor 2023 Reink Media Group LLC. Does your fim accept soft-dollar benefits? /Descent 211 Fees & Compensation. /Kids [21 0 R 27 0 R 32 0 R 37 0 R 40 0 R 43 0 R 46 0 R 49 0 R 52 0 R 55 0 R 58 0 R 61 0 R 64 0 R 67 0 R ] Menu burger Close thin Facebook Twitter Google plus Linked in Reddit Email arrow-right-sm arrow-right Loading Home Buying Calculators National Financial Network is not an affiliate or subsidiary of PAS or Guardian. 12 0 obj )NmwUg=%kKtA e26\+.aT)xrlPJc*|O|3F\Ju|_fZ"Msv!lU[ANC>PO$FKbq!-X^VP7m QR?LLR{KWUxH$Kdvy/F$J+K qK\ ))k`JOq=?Ud7"Y)pk ))rve^Q k]:jPYf{4 s>AJ_X\{A;BsENv@]jK-ELsOmk nhm%+|~`} PK OaB`|R}/-p%Bo4&v{XPWt+)3X-Ph";`QyLA{&4Na-4])7 /FontName /CourierNew The Park Avenue Securities Research and Due Diligence Team distributes a monthly market commentary highlighting current market events and aims to keep you informed on market trends. Park Avenue Securities is a wholly owned subsidiary of The Guardian Life Insurance Company of America and is located at 10 Hudson Yards, New York, NY 10001. 722 722 777 777 777 777 777 583 << All investing involves risk, including loss of principal. To file a complaint or dispute with this firm, please fill out the SEC Investor Complaint Form. The SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of its rules. Working with an adviser may come with potential downsides such as payment of fees (which will reduce returns). 277 333 556 556 556 556 259 556 << 3 0 obj The firm has $10.6 billion under management and employs 1,697 across 52 states.The firm caters to 54,606 clients of varying types, but focuses mostly on individuals. By providing this content, Park Avenue Securities LLC is not undertaking to provide investment advice for any specific individual or situation, or to otherwise act in a fiduciary capacity. Caswell obtained her Bachelor of Arts in Mathematics with a concentration in Business and Communication from Canisius College in Buffalo, New York. /Name /F1 600 600 600 600 600 600 600 600 PARK AVENUE SECURITIES LLC CRD# 46173 SEC# 8-51324 Main Office Location 10 HUDSON YARDS NEW YORK, NY 10001 Regulated by FINRA New York Office Mailing Address 10 HUDSON YARDS NEW YORK, NY 10001 This firm is a brokerage firm and an investment adviser firm. 333 1000 666 333 1000 0 610 0 >> What does this mean? 556 556 556 556 277 277 277 277 What does this mean? /Flags 32 Copyright 2020 The Guardian Life Insurance Company of America, New York, N.Y. Cision Distribution 888-776-0942 600 600 600 600 600 600 600 600 21 0 obj There is tangible construction momentum across Canterbury Commons and our efforts continue to show promise on the business development front, added Canterburys Vice President of Real Estate, Jason Haugen. /CIDToGIDMap /Identity 556 556 556 556 556 556 889 556 /FontBBox [ -517 -325 1359 998 ] 1 0 obj /Subtype /CIDFontType2 Firms that receive soft-dollar benefits could be incentivized to push trades through broker-dealers that provide advantages to the firm instead of through broker-dealers that could provide the best execution for their clients. /Type /Font /BaseFont /Arial,Bold All information is accurate as of the writing of this article. Xz}-QC7IL8;G\Ig Park Avenue Securities Review | SmartAsset.com Thinking of working with an advisor at Park Avenue Securities? /Name /F1 LearnMore. /Type /FontDescriptor Anytime, anywhere that is the power of mobility. 975 722 722 722 722 666 610 777 /Descent 211 The existence of such filings may not result in censure or penalty for an advisor and customer complaints against /LastChar 255 #q_i'PMNE}E)1\sN/Gg{]wDdpL}HH#" W? A self-regulatory organization or commodities exchange has found firm or an advisory affiliate to have been involved in a violation of its rules. endobj Important Disclosures Side-by-side management can create an incentive for the advisor to favor the larger funds, potentially leading to unequal trading costs and unfavorable trade executions for their clients. Here's a breakdown: Park Avenue Securities offers both its own proprietary investment programs and third-party investment programs. /Type /Outlines The Company also conducts year-round wagering on simulcast horse racing and hosts a variety of other entertainment and special events at its Shakopee facility. Which securities does your firm trade for itself that it will also be recommending to me? As the leader of the company's wealth management business, she reports to Leyla Lesina, Senior Vice President and Head of Agency Distribution for Guardian Life. /Type /FontDescriptor /Widths [ 6 0 obj 1HX{2rdL&)8~Iad)H&pd2 DZIn?ht%KZ[ltHxW:Y|g1{#n]`0e7C!yF^R_kyiFXldt For more information, see the developers privacy policy. 722 277 500 666 556 833 722 777 Securities products/services and advisory services offered through Park Avenue Securities LLC, a registered broker-dealer and registered investment adviser. /Name /F2 Furthermore, the amphitheater represents a critical first step in the evolution of our entertainment district that ultimately will include more than 40 additional acres for development.. /Type /FontDescriptor PARK AVENUE SECURITIES, INC./PA CRD# 31916 SEC# 8-29442 Main Office Location TWO 93RD ST STONE HARBOR, NJ 08247 Mailing Address TWO 93RD STREET STONE HARBOR, NJ 08247 Business Telephone Number 609-967-7657 Report Summary for this Firm This report summary provides an overview of the brokerage firm. Suite 200, Beachwood, Ohio 44122, 677 Ala Moana Blvd Suite 720, Honolulu, Hawaii 96813, 5040 Roswell Road, Atlanta, Georgia 30342, 200 Broadhollow Road Suite 405, Melville, New York. Its important to have confidence in those who support you and yourfinancial representative. Your advisor will analyze your personal situation, taking into account factors such as your risk tolerance, time horizon and financial goals, before making recommendations. Compensation types are listed for Park Avenue Securities LLC. 610 610 610 610 610 556 610 556 What does this mean? 333 1000 500 333 943 0 500 666 556 556 556 556 556 556 556 548 /CapHeight 500 As a financial advisory firm, Park Avenue Securities can provide a variety of financial planning services for Americans. /Flags 35 12 0 obj 610 277 277 556 277 889 610 610 20 0 obj Member FINRA, SIPC. 556 556 556 556 556 556 556 548 endstream 600 600 600 600 600 600 600 600 /FontDescriptor 5 0 R /FontBBox [ -665 -325 2000 1040 ] /FontDescriptor 5 0 R 333 556 556 500 556 556 277 556 /Type /Font stream >> There are no guarantees that working with an adviser will yield positive returns. 399 548 333 333 333 576 537 333 /ItalicAngle 0 Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. 600 600 600 600 600 0 600 0 endobj /Subtype /TrueType )2]\W7xQ`HlkaR![tk'wafU-1u`SY9^}vh8fDdlH9'AR>5a5?GS8A@F/!jJQ-.S 7{XD$HFT EoQ3XL!L tB? gBb%rDD&S( feL~s~5c!0,Jq4]=}L^^ovML?Vd5A` |m:j^ ';3[-1 556 222 222 500 222 833 556 556 /FontName /Arial 22 0 obj For further detail, see our articles on different types of advisors and financial advisor services. Securities products/services and advisory services offered through Park Avenue Securities LLC, a registered broker-dealer and registered investment adviser. endobj In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a felony.
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